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Nancy Morris
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#	Item
11	July 10, 2006 Ms. Nancy M. Morris Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-07-12 15:24:03 Investment United States securities law Finance Trading halt Securities Exchange Act OTC Markets Group U.S. Securities and Exchange Commission OTC Bulletin Board Securities market Stock market Financial economics Business
12	ORDER EXECUTION SERVICES HOLDINGS, INC. 194 Nassau Street, Suite 30, Princeton, NJ[removed]October 11, 2006 Ms. Nancy M. Morris Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-10-12 14:37:45 Investment United States Securities and Exchange Commission Stock market Order Regulation NMS Securities Exchange Act Alternative Trading Systems Trading room Financial economics Financial markets Finance
13	January 24, 2006 Ms. Nancy M. Morris Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-01-26 09:35:46 Business Finance United States Securities and Exchange Commission Financial markets United States securities law OTC Bulletin Board Regulation NMS Electronic communication network Securities market Stock market Financial economics Investment
14	www.financialservices.org VIA ELECTRONIC MAIL April 30, 2007 Nancy M. Morris Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-05-02 13:21:14 Finance Business Financial markets Registered Investment Advisor Financial Industry Regulatory Authority Annuity Registered representative Securities Exchange Act Financial adviser Financial economics United States securities law Investment
15	tWTERFIATIDF4AL SECURITIES E X C H A N G E , January 19,2006 Ms. Nancy M. Morris Secretary Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-01-20 14:37:37 Investment Boston Options Exchange Market maker Payment for order flow Order Algorithmic trading Securities Exchange Act Broker-dealer Chicago Stock Exchange Financial markets Financial economics Finance
16	www.financialservices.org VIA ELECTRONIC MAIL March 5, 2007 Nancy M. Morris Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-03-06 15:21:58 Business Finance Registered Investment Advisor Financial Industry Regulatory Authority Annuity Registered representative Financial adviser Securities Exchange Act Mary Schapiro United States securities law Financial economics Investment
17	January 11, 2006 Nancy Morris Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-01-13 12:24:35 Investment Market maker Order Boston Options Exchange Securities Exchange Act Payment for order flow Short Algorithmic trading Stock market Financial markets Financial economics Finance
18	January 3, 2007 Ms. Nancy M. Morris Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-01-05 15:22:21 Investment United States Securities and Exchange Commission Stock market Financial markets Fixed income market Security Securities Industry and Financial Markets Association Securities Exchange Act Rule 144A Financial economics Finance United States securities law
19	December 5, 2007 Via Electronic Mail ([removed]) Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-06 15:11:02 Finance United States securities law Self-regulatory organizations United States Securities and Exchange Commission Stock market Securities Industry and Financial Markets Association Regulation NMS Financial Industry Regulatory Authority Securities Exchange Act Financial economics Financial markets Investment
20	FinancialIndustry RegulatoryAuthority March 27, 2008 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-03-28 14:39:22 Business Financial Industry Regulatory Authority Financial regulation Securities Exchange Act U.S. Securities and Exchange Commission NASDAQ ACT Selling away United States securities law Economy of the United States Self-regulatory organizations

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